Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duane? Claim Your ProfileDuane Dollar is a financial advisor at Ameriprise Financial Services, LLC. Duane has been working in the financial industry since 1992. Duane is registered with the state of Texas to provide both investment advisory and brokerage services. Duane has a broad range of experience in the financial industry, having worked for a number of firms, including RBC Capital Markets, LLC and Fidelity Brokerage Services LLC. Duane specializes in providing financial planning and investment management services to individuals, corporations, trusts, estates, and retirement plans. Duane also provides asset allocation and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
07/07/2016 - Present
Ameriprise Financial Services, LLC (THE WOODLANDS TX)
TX
05/09/2007 - 06/14/2016
RBC CAPITAL MARKETS, LLC (HOUSTON TX)
TX
12/15/1993 - 05/09/2007
FIDELITY BROKERAGE SERVICES LLC (HOUSTON TX)
MA
08/19/1992 - 08/11/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
08/19/1992 - 08/11/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 08/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/17/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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