linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Duane Kevin Shumaker

Balboa Wealth Partners, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Duane? Claim Your Profile

About Duane Kevin Shumaker

Duane Kevin Shumaker is a financial advisor currently registered with Balboa Wealth Partners, Inc. in Tucson, Arizona. Duane has been in the financial industry since 1996. Duane is licensed to offer investment advisory services in Arizona and Texas. Duane is also a Certified Financial Planner.

Firm Information

Duane Shumaker is currently registered with Balboa Wealth Partners, Inc.. Balboa Wealth Partners, Inc. is an investment advisor registered with the SEC, headquartered in SCOTTSDALE, AZ. The firm manages approximately $775,979,843 in assets for individuals, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth. They offer financial planning, pension consulting, portfolio management for individuals, and selection of other advisers. They participate in a wrap fee program.
Balboa Wealth Partners, Inc.

6263 NORTH SCOTTSDALE ROAD

SCOTTSDALE, AZ 85250

$775.98M

Assets Under Management

Not reported

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Duane Shumaker’s Registration & Firm History

AZ

08/21/2024 - Present

Balboa Wealth Partners, Inc. (Tucson AZ)

AZ

01/30/2015 - 02/14/2022

FIRST FINANCIAL EQUITY CORPORATION (Tucson AZ)

AZ

01/02/2009 - 02/03/2015

H. BECK, INC. (TUCSON AZ)

AZ

07/27/2002 - 12/31/2008

PACIFIC WEST SECURITIES, INC. (TUCSON AZ)

AZ

03/13/2002 - 07/31/2002

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

CA

08/06/1998 - 03/13/2002

PIM FINANCIAL SERVICES, INC. (SAN MARCOS CA)

KS

05/28/1998 - 08/07/1998

WADDELL & REED, INC. (OVERLAND PARK KS)

NY

06/19/1996 - 09/02/1997

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

Not sure if Duane Kevin Shumaker is right for you?

Licenses & Designations

IA

Issued 07/03/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/24/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/05/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/03/1996

Series 31 - Futures Managed Funds Examination

BC

Issued 06/18/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Duane Kevin Shumaker. Review regulatory record here.
Not sure if Duane Kevin Shumaker is right for you?