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Duane Keith Knopke

Independent Financial Group, LLC

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About Duane Keith Knopke

Duane Knopke is a financial advisor who has been in the industry since October 23, 1975. Duane is currently registered with Independent Financial Group, LLC and has been with the firm since March 11, 2009. Previously, Duane was with LPL FINANCIAL CORPORATION, EVEREN SECURITIES, INC., BATEMAN EICHLER, HILL RICHARDS, INCORPORATED, SHEARSON LEHMAN BROTHERS INC., UNIVERSAL HERITAGE INVESTMENTS CORPORATION, IDS LIFE INSURANCE COMPANY, IDS MARKETING CORPORATION, and INVESTORS DIVERSIFIED SERVICES, INC. Duane Knopke provides financial planning, pension consulting, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.

Firm Information

Duane Knopke is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Duane Knopke’s Registration & Firm History

CA

03/11/2009 - Present

Independent Financial Group, LLC (Escondido CA)

CA

11/10/1998 - 03/16/2009

LPL FINANCIAL CORPORATION (SAN DIEGO CA)

MO

09/04/1990 - 11/03/1998

EVEREN SECURITIES, INC. (ST. LOUIS MO)

NA

01/15/1986 - 09/04/1990

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

NA

03/27/1984 - 01/13/1986

SHEARSON LEHMAN BROTHERS INC.

NA

09/23/1977 - 03/12/1984

UNIVERSAL HERITAGE INVESTMENTS CORPORATION

NA

10/03/1975 - 11/02/1977

IDS LIFE INSURANCE COMPANY

NA

10/03/1975 - 11/02/1977

IDS MARKETING CORPORATION

NA

10/03/1975 - 11/02/1977

INVESTORS DIVERSIFIED SERVICES, INC.

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Licenses & Designations

IA

Issued 06/26/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/20/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/2003

Series 31 - Futures Managed Funds Examination

BC

Issued 02/18/1984

Series 7 - General Securities Representative Examination

BC

Issued 09/29/1975

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 6 public disclosures for Duane Keith Knopke. Review regulatory record here.
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