Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duane? Claim Your ProfileDuane Kailas is a licensed securities professional with Needham & Company, LLC. Duane has been in the industry since February 2022. Duane holds licenses including Series 79TO and Series 63. Duane is currently registered in 5 states. Duane is based in New York, NY and works out of the firm's office in New York City.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
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2
NY
02/10/2022 - Present
Needham & Company, LLC (NEW YORK NY)
BC
Issued 05/16/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/19/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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