Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duane? Claim Your ProfileDuane Dominic Cabrera is a financial advisor with over 25 years of experience in the financial services industry. Duane is currently registered with Oppenheimer & Co. Inc. and holds Series 6, 7, 24, 63, and 66 licenses. Duane is also a Certified Financial Planner and a Chartered Financial Consultant. Duane's previous employment includes Vanguard Marketing Corporation, John Hancock Distributors, Inc., and John Hancock Mutual Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
PA
06/27/2017 - Present
Oppenheimer & Co. Inc. (RADNOR PA)
PA
07/30/1996 - 03/02/2007
VANGUARD MARKETING CORPORATION (MALVERN PA)
MA
03/28/1990 - 07/02/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
03/28/1990 - 07/02/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BOTH
Issued 03/31/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/03/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2016
Series 7 - General Securities Representative Examination
BC
Issued 03/27/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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