Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duane? Claim Your ProfileDuane Dexter Van winkle is a financial advisor with City National Securities, Inc. Duane has been a registered representative since 1990. Duane is a specialist in financial planning, portfolio management, and advising on a wide range of investment products. Duane is also a registered principal, holding the Series 24 license. Duane has held previous roles at Essex National Securities, Inc., Gateway Investment Services, Inc., Great Western Financial Securities Corporation and GNA Securities, Inc. Duane is licensed in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Mutual fund fees, broker fees & transaction fees
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2
CA
05/16/2011 - Present
City National Securities, Inc. (LOS ANGELES CA)
CA
09/15/2003 - 04/07/2010
ESSEX NATIONAL SECURITIES, INC. (LOS ANGELES CA)
IL
08/20/2002 - 09/15/2003
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
CA
08/31/1999 - 08/23/2002
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
IL
03/08/1994 - 08/19/1999
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
CA
12/06/1993 - 02/23/1994
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
VA
07/14/1993 - 12/22/1993
GNA SECURITIES, INC. (GLEN ALLEN VA)
WI
01/24/1990 - 06/02/1993
INVEST FINANCIAL CORPORATION (APPLETON WI)
MN
11/22/1989 - 01/23/1990
AMEV INVESTORS, INC. (OAKDALE MN)
BC
Issued 03/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1993
Series 7 - General Securities Representative Examination
BC
Issued 11/10/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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