Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duane? Claim Your ProfileDuane Clifton Larue is a registered investment advisor representative with Oppenheimer & Co. Inc. Duane has been in the industry since December 1992 and has been registered with Oppenheimer & Co. Inc. since April 2009. Previously, Duane was employed by CITIGROUP GLOBAL MARKETS INC. and KIDDER, PEABODY & CO. INCORPORATED. Duane holds licenses for both Broker-Dealer and Investment Advisor and holds the Series 7, Series 63, and Series 65 securities licenses. Duane specializes in portfolio management for individuals, businesses, and pooled investment vehicles and also provides financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
WA
04/17/2009 - Present
Oppenheimer & Co. Inc. (SEATTLE WA)
WA
11/21/1994 - 05/07/2009
CITIGROUP GLOBAL MARKETS INC. (SEATTLE WA)
NY
12/02/1992 - 11/22/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 01/25/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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