Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duane? Claim Your ProfileDuane Simpkins is a financial advisor with Cetera Advisor Networks LLC, located in Gladwin, MI. Duane has been in the financial industry since 2000. Duane has a Series 63 state registration and Series 6 and SIE product registrations. Duane has been registered with Cetera Advisor Networks LLC since June 9, 2021, and prior to that Duane was registered with VOYA FINANCIAL ADVISORS, INC. from January 2, 2020 to June 9, 2021. Duane is registered to sell securities in Arizona, Kentucky, Michigan, Ohio, Oklahoma, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MI
06/09/2021 - Present
Cetera Advisor Networks LLC (Gladwin MI)
MI
01/02/2020 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (Gladwin MI)
MI
01/02/2000 - 12/31/2019
FB EQUITY SALES CORPORATION OF MICHIGAN (LANSING MI)
BC
Issued 01/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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