Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duane? Claim Your ProfileDuane McAllister is a financial advisor with Robert W. Baird & Co. Inc. in Milwaukee, Wisconsin. Duane has been in the financial services industry since 1997. Duane has Series 6, 7, 22, 63, and 65 licenses, as well as the SIE exam. Duane is also a CFA charter holder. Duane has previous experience with Belle Haven Investments, L.P., AAL Capital Management Corporation, and MML Investors Services, Inc. Duane has a long history of helping clients with their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
06/02/2015 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
WI
04/06/2006 - 04/03/2007
BELLE HAVEN INVESTMENTS, L.P. (BROOKFIELD WI)
MN
02/15/1996 - 05/21/2002
AAL CAPITAL MANAGEMENT CORPORATION (MINNEAPOLIS MN)
MA
09/24/1984 - 10/27/1988
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 12/07/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/29/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2015
Series 7 - General Securities Representative Examination
BC
Issued 02/14/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/21/1985
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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