Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duane? Claim Your ProfileDuane Erickson is a financial professional with over 29 years of experience in the industry. Duane is currently registered with Mesirow Financial, Inc. in Chicago, IL. Previously, Duane was associated with several other firms including Inspex LLC, 280 Securities LLC, Cantor Fitzgerald & Co., RBC Dain Rauscher Inc., Dain Rauscher Incorporated, ABN AMRO Securities (USA) Inc., ABN AMRO Investment Services, Inc., and Vining-Sparks IBG, Limited Partnership. Duane holds Series 7, Series 63, Series 72 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
02/14/2024 - Present
Mesirow Financial, Inc. (CHICAGO IL)
IL
07/01/2021 - 02/20/2024
INSPEREX LLC (CHICAGO IL)
IL
11/19/2018 - 07/12/2021
280 SECURITIES LLC (Chicago IL)
IL
01/28/2008 - 03/02/2018
CANTOR FITZGERALD & CO. (CHICAGO IL)
IL
03/02/1998 - 02/21/2008
RBC DAIN RAUSCHER INC. (CHICAGO IL)
NA
07/09/1996 - 03/02/1998
DAIN RAUSCHER INCORPORATED
CT
11/11/1994 - 07/10/1996
ABN AMRO SECURITIES (USA) INC. (STAMFORD CT)
IL
03/03/1994 - 11/28/1994
ABN AMRO INVESTMENT SERVICES, INC. (CHICAGO IL)
TN
03/02/1992 - 08/03/1992
VINING-SPARKS IBG, LIMITED PARTNERSHIP (MEMPHIS TN)
BC
Issued 03/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 03/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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