Unclaimed
Du V Tran is a registered investment advisor representative with Eagle Strategies LLC. Du V Tran has been in the industry since August 2012. Du V Tran is registered in California and Florida and has several active licenses including Series 6, 7, 24, 63, and 66. Du V Tran specializes in financial planning, portfolio management for individuals, and education seminars. Eagle Strategies LLC is a registered investment advisor with headquarters in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
01/24/2024 - Present
Eagle Strategies LLC (SUNRISE FL)
BOTH
Issued 12/22/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/8/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2014
Series 7 - General Securities Representative Examination
BC
Issued 8/15/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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