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Drummond Shipley Rice

Blackstone Securities Partners LP

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About Drummond Shipley Rice

Drummond Rice is a securities professional with over 11 years of experience in the financial industry. Most recently, Drummond has been with Blackstone Securities Partners LP since November 2021. Prior to joining Blackstone, Drummond was employed by J.P. Morgan Securities LLC from April 2010 to August 2021. Drummond holds FINRA Series 7, 63, 79, and SIE licenses, and is registered to sell securities in all 50 states and the District of Columbia.

Firm Information

Drummond Rice is currently registered with Blackstone Securities Partners LP. Blackstone Securities Partners LP is a Partnership formed on September 27, 1988. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

217

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Drummond Rice’s Registration & Firm History

NY

11/04/2021 - Present

Blackstone Securities Partners LP (NEW YORK NY)

NY

04/01/2010 - 08/27/2021

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/09/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/04/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2010

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Drummond Shipley Rice.
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