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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Druann? Claim Your ProfileDruann Carter is a financial advisor with Raymond James & Associates, Inc. located in Stuart, Florida. Druann has been in the securities industry for over 20 years and has a strong background in investment management and financial planning. She is also a registered investment advisor and has a Series 7, Series 63 and Series 66 licenses. Druann Carter has worked at various firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., Legg Mason Wood Walker, Incorporated and UBS PAINEWEBBER INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/19/2011 - Present
Raymond James & Associates, Inc. (Stuart FL)
FL
10/23/2009 - 08/08/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WEST PALM BEACH FL)
FL
01/03/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (STUART FL)
MD
03/13/2001 - 11/15/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NJ
05/30/2000 - 03/22/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
MD
03/22/2000 - 05/23/2000
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 05/21/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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