Unclaimed
Dru Francis Girard is an investment advisor representative and registered representative with Guggenheim Investments. Girard has been in the industry since December 16, 2008, and holds the Series 6, 7, 63, 65, and SIE licenses. Girard has been with Guggenheim Investments since April 2013, and has experience providing portfolio management for investment companies and pooled investment vehicles. Girard is licensed to provide advisory services in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
02/25/2014 - Present
Guggenheim Investments (NEW YORK NY)
MI
01/01/2008 - 04/17/2012
WADDELL & REED, INC. (TROY MI)
IA
Issued 06/11/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2010
Series 7 - General Securities Representative Examination
BC
Issued 12/29/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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