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Dru Francis Girard

Guggenheim Investments

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About Dru Francis Girard

Dru Francis Girard is an investment advisor representative and registered representative with Guggenheim Investments. Girard has been in the industry since December 16, 2008, and holds the Series 6, 7, 63, 65, and SIE licenses. Girard has been with Guggenheim Investments since April 2013, and has experience providing portfolio management for investment companies and pooled investment vehicles. Girard is licensed to provide advisory services in 53 states and the District of Columbia.

Firm Information

Dru Girard is currently registered with Guggenheim Investments. Guggenheim Investments is an investment advisor based in NEW YORK, NY. The firm manages approximately $11,255,391,581 in regulatory assets under management for 138 accounts. The firm provides investment advice to investment companies and pooled investment vehicles.
Guggenheim Investments

330 MADISON AVENUE

NEW YORK, NY 10017

$11.26B

Assets Under Management

1

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dru Girard’s Registration & Firm History

NY

02/25/2014 - Present

Guggenheim Investments (NEW YORK NY)

MI

01/01/2008 - 04/17/2012

WADDELL & REED, INC. (TROY MI)

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Licenses & Designations

IA

Issued 06/11/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/25/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/2010

Series 7 - General Securities Representative Examination

BC

Issued 12/29/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dru Francis Girard.
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