Unclaimed
Dru Edward Gilbert is a registered representative with Wedbush Securities Inc. Dru has been in the securities industry since March 1985. Dru holds a Series 63, Series 65, Series 7, Series 9, Series 10, Series 24, Series 53, Series 99TO and SIE. Dru's primary registration is in California but is also registered in Arizona, Colorado, Connecticut, Florida, Idaho, Indiana, Iowa, Louisiana, Nevada, New Mexico, New York, Ohio, Oregon, Texas, and Washington. Dru has been with Wedbush Securities since March 2008. Prior to joining Wedbush Securities, Dru was employed by M.L. STERN & CO., LLC. in Sacramento, California. Dru has a broad range of experience and specializes in portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/14/2019 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
CA
03/19/1985 - 03/24/2008
M.L. STERN & CO., LLC. (SACRAMENTO CA)
IA
Issued 11/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/16/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/12/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/06/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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