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Drexel Nix Brant

Principal Securities, Inc.

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About Drexel Nix Brant

Drexel Nix Brant has been in the financial services industry since 1986. Drexel is currently a Registered Representative with Principal Securities, Inc., in Mt. Pleasant, SC, and has held this position since October 2018. Prior to that, Drexel worked for MML Investors Services, LLC and MSI Financial Services, Inc., in Charleston, SC. Drexel has been licensed in South Carolina since October 2018 and is also registered in Florida, Georgia, Maryland, North Carolina, Texas and Washington. Drexel is a Series 6 and 63 licensed professional. Drexel's areas of expertise include investment planning, retirement planning, and mutual fund investments.

Firm Information

Drexel Brant is currently registered with Principal Securities, Inc.. Principal Securities, Inc. is a corporation founded in May 1968 with its main office in Des Moines, Iowa. The firm offers financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals. They have a wrap fee program and serve various client types, including individuals, corporations, charitable organizations, and pension plans. Principal Securities, Inc. has been registered with the SEC and in all 50 states plus Puerto Rico.
Principal Securities, Inc.

711 HIGH STREET

DES MOINES, IA 50392

$12.11B

Assets Under Management

1,153

Total Clients

2,140

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Seminar fees, solicitors fees, subscription consulting fees

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Drexel Brant’s Registration & Firm History

SC

10/04/2018 - Present

Principal Securities, Inc. (MT PLEASANT SC)

SC

03/25/2017 - 10/08/2018

MML INVESTORS SERVICES, LLC (CHARLESTON SC)

SC

01/02/2015 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (CHARLESTON SC)

SC

08/12/1986 - 01/02/2015

NEW ENGLAND SECURITIES (CHARLESTON SC)

NA

02/13/1986 - 08/05/1986

SOUTHMARK FINANCIAL SERVICES, INC.

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Licenses & Designations

BC

Issued 03/14/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Drexel Nix Brant. Review regulatory record here.
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