Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Drew? Claim Your ProfileDrew Pelton is a financial professional with over 30 years of experience in the financial services industry. Drew has been a registered investment advisor since 2019 and is currently affiliated with Sound Income Strategies, LLC. Prior to joining Sound Income Strategies, LLC, Drew held positions at a variety of firms including USA Advanced Planners, USI Securities, Walnut Street Securities, and MML Investors Services. Drew is a Chartered Financial Consultant and holds the Series 6, Series 63 and Series 65 licenses. Drew specializes in providing financial planning and investment advisory services to individuals, high-net-worth individuals, corporations, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
04/09/2019 - Present
Sound Income Strategies, LLC (Baton Rouge LA)
VA
10/21/2009 - 10/11/2010
USA ADVANCED PLANNERS INC. (MCLEAN VA)
VA
09/27/2006 - 06/29/2007
USI SECURITIES, INC. (FALLS CHURCH VA)
CA
12/03/2004 - 10/18/2005
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
MA
10/04/1991 - 12/31/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 10/18/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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