Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Drew? Claim Your ProfileDrew Dioguardi is a financial advisor associated with LPL Financial LLC, a well-established firm with a national presence. Drew has been a registered financial professional since 1995. Drew is a highly experienced advisor who holds a variety of licenses and qualifications, including Series 6, 7, 9, 10, 24, 62, 63, and 65. Drew has worked with clients in both the financial resources group and investment services and has a proven track record of success in providing financial advice and guidance to individuals, families, and businesses. He has a broad range of experience in financial planning, investment management, and retirement planning. Drew currently has an active registration with LPL Financial LLC in New York and Florida, with a strong emphasis on providing personalized financial guidance to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/03/2021 - Present
LPL Financial LLC (SEAFORD NY)
NY
04/23/2018 - 10/04/2023
FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC (LYNBROOK NY)
NY
03/12/2008 - 05/27/2008
IFMG SECURITIES, INC. (EAST ROCKAWAY NY)
NY
01/01/2005 - 03/04/2008
HSBC SECURITIES (USA) INC. (OYSTER BAY NY)
NY
01/20/1998 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
MA
12/18/1995 - 03/05/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/18/1995 - 03/05/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 11/15/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/04/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/30/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/15/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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