Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Drew? Claim Your ProfileDrew Richard Dusebout is a financial advisor with Wells Fargo Clearing Services, LLC, a firm headquartered in St. Louis, Missouri. Drew has been in the financial services industry since 1985 and has a proven track record of success. Drew holds both Series 7 and Series 66 licenses and has extensive experience in providing financial advice to individuals, corporations, and charitable organizations. Drew is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/22/2019 - Present
Wells Fargo Clearing Services, LLC (SANTA BARBARA CA)
CA
06/01/2009 - 04/01/2019
MORGAN STANLEY (SANTA BARBARA CA)
CA
07/03/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SANTA BARBARA CA)
CA
06/15/1990 - 07/23/2008
UBS FINANCIAL SERVICES INC. (SANTA BARBARA CA)
NY
06/15/1988 - 06/15/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/11/1987 - 05/18/1988
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
08/19/1985 - 06/15/1987
DREXEL BURNHAM LAMBERT INCORPORATED
BOTH
Issued 08/05/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 07/23/1985
Series 5 - Interest Rate Options Examination
BC
Issued 07/11/1985
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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