Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Drew? Claim Your ProfileDrew Regan is a registered representative with Pickwick Capital Partners, LLC. Drew is based in White Plains, NY and has been in the industry since 2014. Drew has passed the Series 63, Series 7, Series 79, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/05/2024 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
NY
01/05/2022 - 08/01/2023
ROCKDALE SECURITIES, LLC (NEW YORK NY)
NY
08/28/2013 - 09/22/2021
PICKWICK CAPITAL PARTNERS, LLC (NEW YORK NY)
NY
08/22/2012 - 10/05/2012
JOHN THOMAS FINANCIAL (NEW YORK NY)
BC
Issued 09/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/21/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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