Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Drew? Claim Your ProfileDrew Rayold Alexander is a securities professional with over 16 years of experience in the financial services industry. Drew Alexander is currently registered with Spartan Capital Securities, LLC and holds Series 7, Series 24, and Series 63 licenses. Drew has previously been affiliated with SW Financial, Dakota Securities International, Inc., Caldwell International Securities, PHD Capital, and E1 Asset Management, Inc. Drew Alexander is a registered representative in California, Florida, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/16/2023 - Present
Spartan Capital Securities, LLC (GARDEN CITY NY)
NY
07/30/2018 - 05/11/2023
SW FINANCIAL (MELVILLE NY)
FL
05/17/2016 - 07/30/2018
DAKOTA SECURITIES INTERNATIONAL, INC. (MIAMI FL)
FL
09/27/2012 - 04/27/2016
CALDWELL INTERNATIONAL SECURITIES (Jacksonville FL)
NY
03/09/2010 - 12/10/2012
PHD CAPITAL (NEW YORK CITY NY)
NY
02/05/2007 - 03/25/2010
E1 ASSET MANAGEMENT, INC. (NEW YORK NY)
BC
Issued 02/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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