Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Drew? Claim Your ProfileDrew M. Cohen is a financial advisor with Smbc Nikko Securities America, Inc. based in New York, NY. Drew has been in the securities industry since February 1, 2017. Drew holds FINRA Series 7, Series 99TO, and SIE licenses. Drew is also licensed in New York. Prior to joining Smbc Nikko Securities America, Inc., Drew worked for Morgan Stanley, J.P. Morgan Securities LLC, and RBC Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/24/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
06/06/2022 - 10/14/2022
MORGAN STANLEY (Garden City NY)
NY
11/02/2021 - 05/04/2022
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
04/14/2015 - 07/29/2021
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
12/17/2014 - 04/10/2015
QUAD SECURITIES LLC (NEW YORK NY)
BC
Issued 08/12/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2014
Series 7 - General Securities Representative Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
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NYSE Arca, Inc.
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