Unclaimed
Drew Leonard Going is a financial professional with over 30 years of experience in the industry. Drew is currently registered with Dealerweb Inc. as a General Securities Representative. Prior to joining Dealerweb Inc., Drew was associated with Rafferty Capital Markets, LLC. Drew has a Series 7, Series 55, and SIE license. Drew is a licensed representative in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/11/2011 - Present
Dealerweb Inc. (GARDEN CITY NY)
NY
10/03/2002 - 10/07/2011
RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)
NY
02/01/2002 - 10/11/2002
GARBAN LLC (NEW YORK NY)
NY
10/20/1992 - 01/25/2002
GARBAN LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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