Invested Better
Unclaimed

Unclaimed

Unclaimed

Drew Leonard Going

Dealerweb Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Drew? Claim Your Profile

About Drew Leonard Going

Drew Leonard Going is a financial professional with over 30 years of experience in the industry. Drew is currently registered with Dealerweb Inc. as a General Securities Representative. Prior to joining Dealerweb Inc., Drew was associated with Rafferty Capital Markets, LLC. Drew has a Series 7, Series 55, and SIE license. Drew is a licensed representative in New York.

Firm Information

Drew Going is currently registered with Dealerweb Inc.. Dealerweb Inc. is a corporation formed on December 12, 1975. The firm is registered in California, Florida, New Jersey, and New York and is also registered with the SEC. The firm has been involved in 7 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

102

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Drew Going’s Registration & Firm History

NY

10/11/2011 - Present

Dealerweb Inc. (GARDEN CITY NY)

NY

10/03/2002 - 10/07/2011

RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)

NY

02/01/2002 - 10/11/2002

GARBAN LLC (NEW YORK NY)

NY

10/20/1992 - 01/25/2002

GARBAN LLC (NEW YORK NY)

Not sure if Drew Leonard Going is right for you?

Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/23/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Drew Leonard Going.
Not sure if Drew Leonard Going is right for you?