Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Drew? Claim Your ProfileDrew Prescott is a financial advisor who has been working in the financial services industry since December 8, 2010. Drew is currently registered with Cetera Investment Advisers LLC. Drew has passed the Series 6, 7, 63, 66 and SIE exams. Drew is registered to provide investment advice in 21 states. Drew has held previous positions with LPL FINANCIAL LLC, CFD INVESTMENTS, INC., PARK AVENUE SECURITIES LLC, MML INVESTORS SERVICES, INC., and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/31/2024 - Present
Cetera Investment Advisers LLC (TROY NY)
NY
11/08/2016 - 12/20/2023
LPL FINANCIAL LLC (TROY NY)
NY
08/13/2013 - 11/15/2016
CFD INVESTMENTS, INC. (TROY NY)
NY
05/03/2013 - 08/27/2013
PARK AVENUE SECURITIES LLC (ALBANY NY)
NY
02/28/2008 - 06/16/2008
MML INVESTORS SERVICES, INC. (ALBANY NY)
NY
12/09/2005 - 01/14/2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LATHAM NY)
BC
Issued 6/10/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/2/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/8/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Drew Prescott is the right advisor for you? Invested Better is here to help.
