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Drew E Thompson

Northwestern Mutual Investment Services, LLC

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About Drew E Thompson

Drew Thompson is a financial advisor with Northwestern Mutual Investment Services, LLC. Drew has been in the industry since 2005. Drew has a Series 7 and a Series 66 license. Drew has been registered with the state of Florida since 2016. Drew is also registered with the state of Alabama, Georgia, New York, and Texas. Drew is licensed to offer securities and investment advisory services. In addition to working at Northwestern Mutual, Drew is a driver for Uber and owns an investment property.

Firm Information

Drew Thompson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Drew Thompson’s Registration & Firm History

FL

09/12/2016 - Present

Northwestern Mutual Investment Services, LLC (Jacksonville FL)

FL

04/29/2014 - 08/18/2016

VALIC FINANCIAL ADVISORS, INC. (GAINESVILLE FL)

FL

06/29/2010 - 05/13/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)

FL

01/17/2008 - 12/01/2008

LINCOLN FINANCIAL SECURITIES CORPORATION (JACKSONVILLE FL)

FL

07/25/2005 - 12/31/2007

CAPITAL ANALYSTS, INCORPORATED (JACKSONVILLE FL)

WI

04/14/2004 - 11/26/2004

INVEST FINANCIAL CORPORATION (APPLETON WI)

MN

07/11/2003 - 04/15/2004

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

07/11/2003 - 04/15/2004

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MN

10/23/2002 - 05/21/2003

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

10/23/2002 - 05/21/2003

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 11/08/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/22/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Drew E Thompson. Review regulatory record here.
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