Unclaimed
Drew Nobel is a financial professional with experience in the industry. Drew currently works at Casey Securities LLC. Previously, Drew has held roles at RFA Securities LLC, E*TRADE SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and TD AMERITRADE, INC. Drew is licensed to conduct business in California and is a Series 7, Series 63, and Series 66 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/13/2024 - Present
Casey Securities LLC (GREENBRAE CA)
PA
01/12/2023 - 07/01/2024
RFA SECURITIES LLC (PHILADELPHIA PA)
PA
03/01/2022 - 01/11/2023
E*TRADE SECURITIES LLC (West Conshohocken PA)
PA
10/23/2020 - 02/04/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CONSHOHOCKEN PA)
MO
03/06/2020 - 09/15/2020
TD AMERITRADE, INC. (ST. LOUIS MO)
BOTH
Issued 11/02/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/13/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq PHLX LLC
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