Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Drake? Claim Your ProfileDrake Rodney Sacks is an investment advisor representative with Oppenheimer & Co. Inc. Drake has been in the industry since 1986 and has experience in a variety of financial services, including portfolio management, financial planning, and investment advisory services. Drake is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to provide investment advisory services in multiple states. Drake is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NM
08/05/2005 - Present
Oppenheimer & Co. Inc. (ANGEL FIRE NM)
NY
06/01/2000 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
04/17/1998 - 06/10/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
01/09/1995 - 05/15/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
07/22/1991 - 01/03/1995
OPPENHEIMER & CO., INC. (NEW YORK NY)
TX
05/14/1990 - 07/26/1991
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
10/28/1989 - 05/21/1990
WESTCAP GOVERNMENT SECURITIES, INC.
TX
10/28/1989 - 05/21/1990
WESTCAP SECURITIES, INC. (HOUSTON TX)
NA
07/22/1986 - 11/24/1989
ROTAN MOSLE INC.
IA
Issued 11/22/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/06/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/14/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/13/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 08/13/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/19/1986
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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