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Dragos Georgescu

Alta VIA Capital

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About Dragos Georgescu

Dragos Georgescu is an investment advisor representative registered in California with Alta Via Capital. Dragos has worked in the financial industry since 2005 and holds the Series 63, Series 65, Series 7, Series 86, Series 87 and SIE licenses. Dragos has experience with investment companies, pooled investment vehicles, insurance companies, corporations, high net worth individuals, pension plans, charitable organizations, and individuals. Dragos specializes in providing portfolio management for individuals and pensions.

Firm Information

Dragos Georgescu is currently registered with Alta VIA Capital. Alta VIA Capital is an investment advisor that provides portfolio management for individuals, pension consulting, and wrap fee programs. They have over $80 million in regulatory assets under management and serve a variety of clients including high net worth individuals, other investment advisors, pension plans, corporations, and individuals.

$80.50M

Assets Under Management

4

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dragos Georgescu’s Registration & Firm History

CA

10/28/2019 - Present

Alta VIA Capital (PLEASANTON CA)

CA

02/09/2018 - 05/09/2018

LINCOLN FINANCIAL ADVISORS CORPORATION (SAN RAMON CA)

CA

01/04/2010 - 02/15/2011

CAMBRIA CAPITAL, LLC (SAN FRANCISCO CA)

CA

04/21/2009 - 12/21/2009

KEYSTONE CAPITAL CORPORATION (SAN JOSE CA)

CA

01/01/2006 - 12/03/2007

CAPSTONE INVESTMENTS (SAN JOSE CA)

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Licenses & Designations

IA

Issued 05/21/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/09/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/09/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/2006

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/14/2006

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/22/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Dragos Georgescu.
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