Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dragos? Claim Your ProfileDragos Stoicescu is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. in Highland Park, Illinois. Dragos has been in the financial industry since 2007 and is registered with the state of Illinois and Texas as a broker-dealer and investment advisor. Dragos also holds licenses for Series 7, 63, and 65 exams. Dragos has worked with several firms including CITIGROUP GLOBAL MARKETS INC. and J.P. MORGAN SECURITIES LLC in previous roles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/06/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HIGHLAND PARK IL)
IL
05/09/2019 - 07/07/2022
CITIGROUP GLOBAL MARKETS INC. (EVANSTON IL)
IL
01/11/2019 - 05/08/2019
J.P. MORGAN SECURITIES LLC (GLENVIEW IL)
IL
10/01/2012 - 12/31/2013
J.P. MORGAN SECURITIES LLC (NILES IL)
IL
04/05/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
07/23/2002 - 04/09/2007
FARMERS FINANCIAL SOLUTIONS, LLC (CHICAGO IL)
IA
Issued 06/08/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/11/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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