Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dracos? Claim Your ProfileDracos Dimitry Sloss is a registered representative with Wells Fargo Clearing Services, LLC. Dracos has been in the securities industry since 1981. Dracos holds the Series 3, 7, 22 and SIE licenses. Prior to working at Wells Fargo Clearing Services, LLC, Dracos worked at A. G. EDWARDS & SONS, INC., DEAN WITTER REYNOLDS INC., PAINEWEBBER INCORPORATED and JMC SECURITIES, INC. Dracos is currently registered in 10 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
03/01/2010 - Present
Wells Fargo Clearing Services, LLC (METAIRIE LA)
LA
08/16/1989 - 01/03/2008
A. G. EDWARDS & SONS, INC. (METAIRIE LA)
NY
04/28/1986 - 08/28/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
04/24/1985 - 05/08/1986
PAINEWEBBER INCORPORATED
NA
09/02/1981 - 03/11/1985
JMC SECURITIES, INC.
BC
Issued 05/07/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 3 - National Commodity Futures Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
BC
Issued 08/03/1981
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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