Unclaimed
Doyle Marler is a financial professional with over 15 years of experience in the securities industry. Currently, Doyle Marler is registered with Bofa Securities, Inc. Doyle Marler has held previous positions at Citigroup Global Markets Inc., CitiCorp Investment Services, and Nationsbanc Capital Markets, Inc.. Doyle Marler holds FINRA Series 7, Series 63, and Series 7TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NC
02/05/2021 - Present
Bofa Securities, Inc. (CHARLOTTE NC)
NY
05/29/2007 - 07/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/05/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
03/12/2004 - 12/01/2004
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
11/21/1995 - 04/04/1997
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
BC
Issued 02/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/22/2021
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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