Unclaimed
Doyle James Williams is a financial professional with over 24 years of experience in the industry. He is currently registered with Investment Distributors, Inc. in Alabama. Doyle James Williams has held previous roles with Concourse Financial Group Securities, Inc., Country Capital Management Company, and Investment Planners, Inc. His areas of expertise include investment advisory services and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AL
01/12/2023 - Present
Investment Distributors, Inc. (Birmingham AL)
AL
09/23/2020 - 12/31/2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (BIRMINGHAM AL)
IL
08/23/2001 - 07/06/2020
COUNTRY CAPITAL MANAGEMENT COMPANY (BLOOMINGTON IL)
IL
01/12/1998 - 12/01/2000
INVESTMENT PLANNERS, INC. (DECATUR IL)
IA
Issued 11/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/30/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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