Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dow? Claim Your ProfileDow William Lindholm is a financial advisor with over 18 years of experience in the industry. Dow is currently registered with Cetera Investment Advisers LLC and has previously held positions at several other firms, including INFINEX INVESTMENTS, INC., UVEST FINANCIAL SERVICES GROUP, INC., THE HUNTINGTON INVESTMENT COMPANY, NATIONAL PLANNING CORPORATION, and PRUCO SECURITIES, LLC.. Dow is licensed to provide investment advice and securities brokerage services in numerous states. Dow holds a Series 6, 7, 63, 65, and SIE licenses, as well as an investment advisor registration in Pennsylvania. Dow has experience providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
02/11/2014 - Present
Cetera Investment Advisers LLC (GREENVILLE PA)
PA
10/18/2011 - 01/07/2014
INFINEX INVESTMENTS, INC. (SANDY LAKE PA)
PA
09/18/2009 - 10/20/2011
UVEST FINANCIAL SERVICES GROUP, INC. (SANDY LAKE PA)
PA
08/01/2007 - 09/02/2009
THE HUNTINGTON INVESTMENT COMPANY (HERMITAGE PA)
PA
09/07/2005 - 08/01/2007
NATIONAL PLANNING CORPORATION (MONROEVILLE PA)
NJ
11/18/2004 - 09/08/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
IA
Issued 12/6/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/27/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/8/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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