Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dow? Claim Your ProfileDow Spencer Barton is a registered Investment Advisor Representative with Delta Investment Management, LLC. Dow has been in the financial services industry for over 20 years and has held previous positions at several firms, including Allstate Financial Services, LLC and J.P. Turner & Company, L.L.C.. Dow holds the Series 6, 7, 63 and 65 licenses and the SIE designation. Dow specializes in providing financial planning and portfolio management services to individuals and high-net-worth clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
SC
11/03/2021 - Present
Delta Investment Management, LLC (Greenville SC)
SC
07/05/2018 - 05/15/2019
ALLSTATE FINANCIAL SERVICES, LLC (GREENVILLE SC)
GA
12/07/1999 - 12/31/2000
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
TX
08/24/1998 - 11/19/1999
SUNPOINT SECURITIES, INC. (LONGVIEW TX)
NY
04/15/1994 - 08/25/1998
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
WI
08/27/1992 - 03/29/1994
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
11/17/1983 - 03/29/1994
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
BC
Issued 08/06/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/10/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
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