Unclaimed
Dow Crescibene is a registered representative with TP Icap Global Markets Americas LLC, located in Edison, NJ. Dow has been in the industry since 1994. Dow has a Series 7, Series 24, Series 63 and Series 99TO licenses. Dow is also registered with the states of New Jersey and New York. Dow has previously worked with ICAP SECURITIES USA LLC, BROKERTEC AMERICAS LLC, INTERCAPITAL SECURITIES LLC, PIPER JAFFRAY & CO., MELLON SECURITIES LLC, GLOBAL CAPITAL SECURITIES CORPORATION, EASTBROKERS NORTH AMERICA, INC. and CHARLES SCHWAB & CO., INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/27/2006 - Present
TP Icap Global Markets Americas LLC (EDISON NJ)
NY
11/15/2011 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NJ
11/15/2011 - 12/21/2016
BROKERTEC AMERICAS LLC (JERSEY CITY NJ)
NJ
05/16/2005 - 06/27/2006
INTERCAPITAL SECURITIES LLC (JERSEY CITY NJ)
MN
01/26/2004 - 05/19/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
NJ
12/07/2001 - 01/26/2004
MELLON SECURITIES LLC (JERSEY CITY NJ)
CO
07/13/1998 - 10/25/2001
GLOBAL CAPITAL SECURITIES CORPORATION (ENGLEWOOD CO)
NY
07/07/1997 - 07/23/1998
EASTBROKERS NORTH AMERICA, INC. (NEW YORK NY)
TX
06/22/1994 - 04/23/1997
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 08/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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