Unclaimed
Douglass Paine is an investment advisor representative with Cetera Investment Advisers LLC. Douglass Paine is registered with both FINRA and the state of Minnesota. Douglass Paine has over 25 years of experience in the financial services industry and holds Series 6, 7, 24, 66, and SIE licenses. Douglass Paine has previously worked at Securian Financial Services, Inc. and Princor Financial Services Corporation. Douglass Paine specializes in financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
08/10/2023 - Present
Cetera Investment Advisers LLC (ST PAUL MN)
MN
01/30/2023 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)
IA
02/16/2000 - 03/08/2016
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BOTH
Issued 4/27/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/27/2023
Series 24 - General Securities Principal Examination
BC
Issued 1/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 1/30/2023
SIE - Securities Industry Essentials Examination
BC
Issued 5/1/2001
Series 7 - General Securities Representative Examination
BC
Issued 2/15/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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