Unclaimed
Douglass Paine is a financial advisor with Cetera Investment Advisers LLC. Douglass has been in the industry since 2007. Douglass is registered with the state of Minnesota. Douglass has a Series 7, 6, 66, and 24 licenses. Douglass Paine is also registered with FINRA and the state of Minnesota. Douglass is a registered investment advisor representative and specializes in providing financial advice to high-net-worth individuals, corporations or other businesses, charitable organizations, pension and profit-sharing plans, banking or thrift institutions, individuals other than high-net-worth, and state or municipal government entities. Cetera Investment Advisers LLC provides a wide range of financial services, including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
08/10/2023 - Present
Cetera Investment Advisers LLC (ST PAUL MN)
MN
01/30/2023 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)
IA
02/16/2000 - 03/08/2016
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BOTH
Issued 04/27/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/27/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/30/2023
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/15/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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