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Douglass Jeffrey Paine

Cetera Investment Advisers LLC

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About Douglass Jeffrey Paine

Douglass Paine is a financial advisor with Cetera Investment Advisers LLC. Douglass has been in the industry since 2007. Douglass is registered with the state of Minnesota. Douglass has a Series 7, 6, 66, and 24 licenses. Douglass Paine is also registered with FINRA and the state of Minnesota. Douglass is a registered investment advisor representative and specializes in providing financial advice to high-net-worth individuals, corporations or other businesses, charitable organizations, pension and profit-sharing plans, banking or thrift institutions, individuals other than high-net-worth, and state or municipal government entities. Cetera Investment Advisers LLC provides a wide range of financial services, including financial planning, portfolio management, and pension consulting.

Firm Information

Douglass Paine is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a financial services firm headquartered in Schaumburg, Illinois. The firm offers a wide range of financial planning and investment advisory services to individuals, corporations, pension plans, and charitable organizations. Cetera manages over $104 billion in assets for clients. The firm has a large network of licensed financial advisors and investment advisory representatives, serving over 423,000 clients across the country.
Cetera Investment Advisers LLC

1450 AMERICAN LANE

SCHAUMBURG, IL 60173-2096

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Douglass Paine’s Registration & Firm History

MN

08/10/2023 - Present

Cetera Investment Advisers LLC (ST PAUL MN)

MN

01/30/2023 - 08/10/2023

SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)

IA

02/16/2000 - 03/08/2016

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

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Licenses & Designations

BOTH

Issued 04/27/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/27/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/30/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/30/2023

SIE - Securities Industry Essentials Examination

BC

Issued 05/01/2001

Series 7 - General Securities Representative Examination

BC

Issued 02/15/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglass Jeffrey Paine.
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