Unclaimed
Douglass Ergood, jr is a financial advisor with Janney Montgomery Scott LLC. Douglass Ergood, jr has been working in the financial industry since 2023. Douglass Ergood, jr has his Series 7TO, Series 66, and SIE exams. He is registered in 20 states: Arizona, California, Connecticut, Delaware, Florida, Illinois, Maine, Maryland, Massachusetts, Minnesota, New Jersey, New York, North Carolina, Pennsylvania, Texas, Utah, Virginia, and Wisconsin. Douglass Ergood, jr specializes in working with individuals and businesses. He provides financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NJ
02/01/2024 - Present
Janney Montgomery Scott LLC (MARLTON NJ)
BOTH
Issued 12/27/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/21/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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