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Douglass Edward Corn

Northwestern Mutual Investment Services, LLC

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About Douglass Edward Corn

Douglass Edward Corn has been in the financial services industry since 1988. Douglass Edward Corn is currently registered with Northwestern Mutual Investment Services, LLC as a Registered Representative in Ohio. He has a Series 6 and a SIE license. Douglass Edward Corn is also registered in Florida and Ohio as an Investment Advisor Representative. He has previously been registered with Robert W. Baird & Co. Incorporated, Forth Financial Securities, Corporation, and SMA Equities, Inc. Douglass Edward Corn has earned commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products. Douglass Edward Corn is the Treasurer of the Cincinnati Tennis Club.

Firm Information

Douglass Corn is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Douglass Corn’s Registration & Firm History

OH

06/14/2007 - Present

Northwestern Mutual Investment Services, LLC (CINCINNATI OH)

WI

06/02/1992 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

VA

07/31/1991 - 10/28/1991

FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)

MA

10/09/1987 - 07/29/1991

SMA EQUITIES, INC. (WORCESTER MA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/08/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglass Edward Corn.
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