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Douglass Britt Neel

Jefferies LLC

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About Douglass Britt Neel

Douglass Neel is a financial professional with over 10 years of experience in the securities industry. Douglass is currently registered with Jefferies LLC and has been with the firm since September 2014. Prior to Jefferies LLC, Douglass has held positions at Southwest Securities, Inc., Oppenheimer & Co. Inc., Wunderlich Securities, Inc., and BOSC, Inc.

Firm Information

Douglass Neel is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglass Neel’s Registration & Firm History

TX

09/17/2014 - Present

Jefferies LLC (DALLAS TX)

TX

12/11/2012 - 08/29/2014

SOUTHWEST SECURITIES, INC. (DALLAS TX)

TX

10/10/2012 - 12/10/2012

OPPENHEIMER & CO. INC. (DALLAS TX)

TX

09/17/2012 - 10/19/2012

WUNDERLICH SECURITIES, INC. (DALLAS TX)

AR

12/22/2010 - 08/31/2012

BOSC, INC. (LITTLE ROCK AR)

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Licenses & Designations

BOTH

Issued 01/12/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Douglass Britt Neel.
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