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Douglas Wynn

Ares Wealth Management Solutions, LLC

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About Douglas Wynn

Douglas Wynn is a financial advisor with Ares Wealth Management Solutions, LLC. Douglas has been in the financial industry since 1998. Prior to joining Ares Wealth Management Solutions, LLC, Douglas worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley, J.P. Morgan Securities LLC, Bennett Ross, Inc. and UBS Financial Services Inc. Douglas is licensed to provide financial advice in multiple states.

Firm Information

Douglas Wynn is currently registered with Ares Wealth Management Solutions, LLC. Ares Wealth Management Solutions, LLC is a Limited Liability Company formed on December 21, 2001. The firm is registered with the SEC and all 50 states as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Wynn’s Registration & Firm History

CO

06/26/2024 - Present

Ares Wealth Management Solutions, LLC (DENVER CO)

TX

10/04/2019 - 06/12/2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRISCO TX)

TX

11/09/2016 - 02/07/2019

MORGAN STANLEY (DALLAS TX)

TX

07/23/2013 - 11/16/2016

J.P. MORGAN SECURITIES LLC (DALLAS TX)

TX

10/08/2008 - 12/31/2008

BENNETT ROSS, INC. (FORT WORTH TX)

NJ

08/20/1999 - 06/30/2006

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

03/08/1995 - 08/27/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/05/2013

Series 66 - Uniform Combined State Law Examination

IA

Issued 03/21/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/14/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/27/1998

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/2013

Series 7 - General Securities Representative Examination

BC

Issued 09/10/2001

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Wynn.
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