Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas McFall Wood is a financial advisor who has been in the industry since August 13, 1996. Douglas is currently registered with Wells Fargo Advisors Financial Network, LLC and has branch office locations in Scottsdale, Arizona; Petoskey, Michigan; Grosse Pointe, Michigan; and St. Clair Shores, Michigan. Douglas previously worked with Wells Fargo Clearing Services, LLC in Grosse Pointe Woods, Michigan, and Prudential Securities Incorporated in New York, New York. Douglas holds a Series 63, Series 65, Series 7, Series 9, Series 10, and Series 31 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
04/22/2021 - Present
Wells Fargo Advisors Financial Network, LLC (SCOTTSDALE AZ)
MI
07/01/2003 - 04/22/2021
WELLS FARGO CLEARING SERVICES, LLC (GROSSE POINTE WOODS MI)
NY
08/14/1996 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 09/04/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/26/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 08/13/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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