Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas William Wallace is a financial advisor with Cetera Advisor Networks LLC. Douglas has been in the financial industry for over 40 years and has held registrations with several firms, including Tower Square Securities, Inc., Advantage Capital Corporation, Travelers Equities Sales, Inc., and Equico Securities, Inc. Douglas is licensed in District of Columbia, Maryland, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
09/03/2013 - Present
Cetera Advisor Networks LLC (HERNDON VA)
VA
06/22/1999 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (HERNDON VA)
GA
08/15/1994 - 06/23/1999
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
CA
07/15/1981 - 08/15/1994
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
NA
10/20/1980 - 04/07/1986
EQUICO SECURITIES, INC.
NA
12/21/1977 - 01/22/1981
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BC
Issued 04/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1985
Series 7 - General Securities Representative Examination
BC
Issued 12/14/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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