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Douglas William Stirling

Janney Montgomery Scott LLC

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About Douglas William Stirling

Douglas William Stirling has been a registered representative since February 1996. Douglas is currently registered with Janney Montgomery Scott LLC. Douglas has been with Janney Montgomery Scott LLC since June 2005. Douglas has also been registered as an Investment Advisor Representative since June 1996. Previously, Douglas was registered with Parker/Hunter Incorporated from February 1998 to June 2005 and with PaineWebber Incorporated from February 1996 to February 1998. Douglas holds the Series 7, Series 63 and Series 65 licenses. Douglas has a special focus on providing financial planning, pension consulting, and educational seminars to clients.

Firm Information

Douglas Stirling is currently registered with Janney Montgomery Scott LLC. Janney Montgomery Scott LLC is a Philadelphia-based, full-service financial services firm with over $85 billion in assets under management. Formed in 1999, the firm provides a comprehensive suite of financial advisory services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and institutions. Janney Montgomery Scott LLC is registered with the SEC and operates in all 50 states and the District of Columbia.
Janney Montgomery Scott LLC

1717 ARCH STREET

PHILADELPHIA, PA 19103

$85.90B

Assets Under Management

2,265

Total Clients

1,570

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee plus commission

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Douglas Stirling’s Registration & Firm History

PA

10/09/2008 - Present

Janney Montgomery Scott LLC (SEWICKLEY (Wexford) PA)

PA

02/02/1998 - 06/25/2005

PARKER/HUNTER INCORPORATED (PITTSBURGH PA)

NA

02/29/1996 - 02/11/1998

PAINEWEBBER INCORPORATED

NJ

02/28/1996 - 02/11/1998

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

IA

Issued 06/11/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/25/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Douglas William Stirling.
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