Unclaimed
Douglas William Stirling has been a registered representative since February 1996. Douglas is currently registered with Janney Montgomery Scott LLC. Douglas has been with Janney Montgomery Scott LLC since June 2005. Douglas has also been registered as an Investment Advisor Representative since June 1996. Previously, Douglas was registered with Parker/Hunter Incorporated from February 1998 to June 2005 and with PaineWebber Incorporated from February 1996 to February 1998. Douglas holds the Series 7, Series 63 and Series 65 licenses. Douglas has a special focus on providing financial planning, pension consulting, and educational seminars to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
10/09/2008 - Present
Janney Montgomery Scott LLC (SEWICKLEY (Wexford) PA)
PA
02/02/1998 - 06/25/2005
PARKER/HUNTER INCORPORATED (PITTSBURGH PA)
NA
02/29/1996 - 02/11/1998
PAINEWEBBER INCORPORATED
NJ
02/28/1996 - 02/11/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 06/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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