Unclaimed
Douglas Preiser is a financial advisor with Keybanc Capital Markets Inc. in Cleveland, Ohio. Douglas has been in the financial industry since 1998. Douglas has a strong track record of success in the industry and is committed to providing his clients with personalized financial advice. Douglas holds the Series 7, Series 24, Series 63, Series 16 and Series 79TO licenses. Douglas is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
10/27/2003 - Present
Keybanc Capital Markets Inc. (CLEVELAND OH)
NY
05/20/2002 - 08/26/2003
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
OH
10/22/1998 - 05/17/2002
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
BC
Issued 09/05/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2001
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 05/26/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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