Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas O'Connell is an experienced financial professional with a proven track record in the industry. Douglas holds Series 6, 63, 26, and 65 licenses and has been actively registered with the Securities and Exchange Commission (SEC) since 1987. Douglas has been involved in the financial industry for over 35 years, serving in various roles with firms such as Securities America, Inc., Mutual of Omaha Investor Services, Inc., and Park Avenue Securities LLC. Currently, Douglas is associated with Osaic Wealth, Inc., and provides a wide range of financial services to individuals and businesses in multiple states, including Colorado, Arizona, Illinois, Nebraska, Washington, Wyoming, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
06/20/2024 - Present
Osaic Wealth, Inc. (WINDSOR CO)
CO
03/29/2018 - 06/14/2024
SECURITIES AMERICA, INC. (WINDSOR CO)
CO
08/11/2014 - 01/19/2018
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CENTENNIAL CO)
CO
02/05/2007 - 07/22/2014
PARK AVENUE SECURITIES LLC (FORT COLLINS CO)
CO
11/27/1987 - 01/19/2007
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (GREELEY CO)
IA
Issued 05/19/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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