Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas William Miller is a financial advisor currently registered with Johnson Brunetti in Wethersfield, Connecticut. Douglas has been active in the financial industry for over 20 years. Prior to working with Johnson Brunetti, Douglas was a registered representative with Silver Oak Securities and Westport Capital Markets. Douglas holds Series 6, 7, 63 and 65 licenses. Douglas' specialties include providing financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Referral fees from third-party money managers
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2
CT
01/02/2020 - Present
Johnson Brunetti (WETHERSFIELD CT)
CT
07/13/2015 - 04/20/2017
SILVER OAK SECURITIES, INCORPORATED (WETHERSFIELD CT)
CT
10/01/2009 - 07/07/2015
SILVER OAK SECURITIES, INCORPORATED (WETHERSFIELD CT)
CT
11/01/2007 - 10/05/2009
WESTPORT CAPITAL MARKETS, LLC (NORTH HAVEN CT)
CT
10/13/2006 - 11/02/2007
GREAT AMERICAN ADVISORS, INC. (NORTH HAVEN CT)
MN
04/21/2005 - 09/12/2006
ALLIANZ LIFE FINANCIAL SERVICES, LLC (GOLDEN VALLEY MN)
VA
12/01/1997 - 01/21/2005
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
09/13/1996 - 12/01/1997
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
MA
09/01/1989 - 05/20/1996
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
IA
Issued 01/04/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2011
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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