Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas William Livingston has over 23 years of experience in the financial services industry. Douglas is currently a registered representative with Clear Street LLC in their Del Mar, California office. Prior to this, Douglas was a registered representative with Precision Securities, LLC, Clear Street LLC, Velocity Capital, LLC, Boursa Investments, Capstone Investments, and IXE Securities, LLC. Douglas holds the following FINRA registrations: Series 4, Series 7, Series 14, Series 24, Series 27, and Series 99TO. Douglas is also registered in 49 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/10/2022 - Present
Clear Street LLC (Del Mar CA)
CA
09/18/2014 - 11/27/2023
PRECISION SECURITIES, LLC (DEL MAR CA)
NY
02/12/2021 - 08/31/2021
CLEAR STREET LLC (NEW YORK NY)
CA
01/06/2015 - 04/26/2019
VELOCITY CAPITAL, LLC (SAN DIEGO CA)
CA
02/08/2011 - 01/04/2016
BOURSA INVESTMENTS (SAN DIEGO CA)
CA
07/29/2011 - 12/12/2012
CAPSTONE INVESTMENTS (SAN DIEGO CA)
NY
12/23/1999 - 08/04/2011
IXE SECURITIES, LLC (NEW YORK NY)
BC
Issued 12/06/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/04/2000
Series 4 - Registered Options Principal Examination
BC
Issued 07/07/2000
Series 24 - General Securities Principal Examination
BC
Issued 03/17/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
L
Long-Term Stock Exchange, Inc.
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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