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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas William Lafay is a financial advisor with over 20 years of experience in the industry. Douglas is registered with Cetera Investment Advisers LLC and holds both Series 6 and Series 7 licenses. He is also a Registered Investment Advisor (RIA) and holds a Series 63 and Series 65 license. Douglas has previously worked with CADARET, GRANT & CO., INC., FRANKLIN TEMPLETON FINANCIAL SERVICES CORP., and FRANKLIN/TEMPLETON DISTRIBUTORS, INC. Douglas is committed to providing his clients with personalized financial advice and guidance. He specializes in retirement planning, investment management, and college savings. He is also a Registered Investment Advisor (RIA) and holds a Series 63 and Series 65 license. Douglas has a strong track record of success and is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
07/24/2024 - Present
Cetera Investment Advisers LLC (EAST CONCORD NY)
NY
10/05/2020 - 07/26/2024
CADARET, GRANT & CO., INC. (EAST CONCORD NY)
CA
06/06/2019 - 10/13/2020
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)
CA
05/10/2006 - 10/13/2020
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
OH
07/22/2004 - 12/01/2005
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
MD
08/02/2001 - 06/29/2004
M&T SECURITIES, INC. (BALTIMORE MD)
VT
07/06/2000 - 07/25/2001
EQUITY SERVICES, INC. (MONTPELIER VT)
NY
04/26/2000 - 05/09/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IA
Issued 10/20/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/13/2004
Series 24 - General Securities Principal Examination
BC
Issued 9/19/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/5/2004
Series 7 - General Securities Representative Examination
BC
Issued 2/10/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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