Unclaimed
Douglas Hindman is a financial professional with over 3 years of experience in the industry. Douglas currently works for Tiaa-Cref Individual & Institutional Services, LLC, and is registered with FINRA and 52 state securities regulators. Douglas previously held positions at ROBINHOOD FINANCIAL, LLC and FIDELITY BROKERAGE SERVICES LLC. Douglas has passed the Series 7TO, SIE, and Series 63 exams. Douglas specializes in portfolio management for individuals, financial planning, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
12/05/2022 - Present
Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)
CO
11/06/2020 - 08/26/2022
ROBINHOOD FINANCIAL, LLC (Denver CO)
CO
07/01/2019 - 10/12/2020
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
BC
Issued 07/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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