Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas William Gow has been in the financial services industry since November 1982. Douglas is a registered representative of Dempsey Lord Smith, LLC, and is currently active with the firm. Douglas has previously been associated with several firms including Capital Investment Group, Inc., Equity Services, Inc., 1717 Capital Management Company, Securities America, Inc., Jefferson-Pilot Investor Services, Inc., Forth Financial Securities, Corporation, W.S. Griffith & Co., Inc., Phoenix Equity Planning Corporation, Ogilvie & Taylor Securities Corporation, and Guardian Investor Services Corporation. Douglas holds Series 1, 7, 24, 63 and SIE licenses, and is also a Chartered Financial Consultant. Douglas is a Managing Director at Independent Retirement Specialists, LLC, and is a consultant for Deans Consulting, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
03/24/2017 - Present
Dempsey Lord Smith, LLC (ROME GA)
GA
09/08/2010 - 02/06/2017
CAPITAL INVESTMENT GROUP, INC. (ATLANTA GA)
GA
04/07/2003 - 09/21/2010
EQUITY SERVICES, INC. (ATLANTA GA)
DE
07/22/1999 - 03/27/2003
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
VT
02/07/1997 - 07/07/1999
EQUITY SERVICES, INC. (MONTPELIER VT)
NE
04/26/1995 - 02/10/1997
SECURITIES AMERICA, INC. (LAVISTA NE)
IN
08/31/1994 - 04/12/1995
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
VA
04/19/1994 - 08/09/1994
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
CT
08/30/1993 - 05/12/1994
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
CT
01/29/1993 - 08/30/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
IL
09/30/1988 - 02/02/1993
OGILVIE & TAYLOR SECURITIES CORPORATION (CHICAGO IL)
NA
03/05/1985 - 07/22/1986
GUARDIAN INVESTOR SERVICES CORPORATION
NA
06/02/1980 - 01/29/1985
PHOENIX EQUITY PLANNING CORPORATION
BC
Issued 10/10/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1993
Series 7 - General Securities Representative Examination
BC
Issued 05/15/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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